The New York Stock Exchange

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The New York Stock Exchange Business Divisions

Regulatory Group- Works to support the Exchange in enhancing its position as the premier self-regulated market. The regulatory group of the NYSE is composed of the following three divisions:

Enforcement- Conducts various timely investigations to prosecute violators of NYSE rules and federal securities laws in the areas of sales practice and supervision, market trading, member firm trading, and financial and operational responsibility.

Member Firm Regulation-

Conducts in-depth examinations, and monitors member firms' financial and operational conditions, along with their sales and proprietary trading practices.

Market Surveillance-

Conducts timely surveillance and investigation of trading in NYSE listed securities in order to protect the integrity of the marketplace.

Career Opportunities within the Regulatory Group:

-Trial Attorneys

-Investigation Analysts

-Auditors

-Market Trading Analysts

-Testing Evaluation Specialists

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Competitive Position Group- This division has primary responsibility for the listing of new companies and client service in the domestic marketplace. The New Listings group works to attract companies to list on the NYSE, either as transfers from other exchanges or as Initial Public Offerings (IPOs). Once these companies list with the NYSE, the Client Service group services their ongoing needs as NYSE-listed organizations.

International & Research- Maintains a globally recognized research capability on all relevant issues involving equity markets. This division also strives to achieve true globalization through the continual expansion of non-U.S. organizations listed on the NYSE.

Career Opportunities within Competitive Position Group and International:

-Sales and Client Relationships

-Listing Compliance Representatives

-Account Managers

-Regional Directors

-Managing Directors

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Equities- This division is responsible for providing the day-to-day operational support inherent in managing an equities market consisting of more than 12 trillion in market capitalization. This group ensures that both our trading floor and trading systems are working at peak efficiency. The Equities group is comprised of three areas:

Market Operations-

By managing the daily operations of the trading floor, this group enables the NYSE to provide the most liquid, visible forum for the trading of securities worldwide, as well as the fairest and most open pricing through our competitive agency-auction market.

Technology-

Provides the technological expertise for equities, operations, regulation, and all other corporate systems. Through its advanced information systems, this group maximizes efficiency both on the trading floor and in the NYSE corporate offices. The division is responsible for planning and developing future technologies to ensure that NYSE trading and corporate systems can accommodate rapid growth in trading volumes, and support expansion in NYSE listings, products and regulation.

Market Data-

This group promotes widespread usage of real-time market data to distributors throughout the world. These distributors in turn, use our data (prices, volume, quotations) as their raw material in packaging and distributing information to their customers. This group continually works to find new, increasingly valuable uses for the NYSE to effectively market its data and information.

Career Opportunities within Equities Group:

-Database Coordinators

-Systems Consultants

-EDP Specialists

-EDP Auditors

-Systems Project Managers/Directors

-Market Data Vendor Representatives

-Trading Floor Supervisors

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Communications- Creates, develops, and manages a broad range of programs to further enhance the NYSE's message around the world. The Media Relations, Advertising and Merchandising, and Editorial Services departments develop and implement communications and marketing programs in support of Exchange business initiatives.

Career Opportunities within Communications:

-Media Relations Specialists

-Advertising and Marketing Professionals

-Writers

-Event Coordinators

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Office of the General Counsel - Provides legal services and support to other divisions within the organization, identifying and addressing any legal threats to the Exchange.

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Corporate Secretary - Acts as the liaison between the Board of Directors, its committees, and the management of the Exchange. This office also administers forums for dispute resolution and the hearing of disciplinary charges.
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Career opportunities also exist within the following other NYSE divisions:

-Finance

-Human Resources

-Security

-Administration

-Internship - The NYSE offers a limited number of internship opportunities throughout the organization. Paid summer internships are available in a variety of business divisions. A limited number of internships for school credit during the academic year are available in the Technology area. Please send a resume and cover letter indicating your interest in the NYSE Internship Program.

For more information on the New York Stock Exchange visit our web site at www.nyse.com

We are an equal opportunity employer.